FINRA has investor education materials such as BrokerCheck, which provides insight into firms and financial advisors.

Our Affiliates

This page is a simple explanation of ourselves and our affiliates. Each company plays a specific role with servicing our clients. If there are any further questions, please don't hesitate to contact us.


  • Investment/ Tax Firm
  • Tax Preparation
  • Insurance Products

  • Broker/Dealer
  • Member FINRA/SIPC
  • Holds brokerage accounts
  • Our back office
  • Issues trade confirmations

  • Clearing Firm
  • Sends communications from investment source
  • Cuts checks/dividends/interest
  • Trading Platform

  • Registered Investment Advisor